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Disaster Recovery Runbooks

This directory contains operational runbooks for disaster recovery and incident response for the YieldVault platform.


Quick Links

Runbook RTO RPO Use When
RTO/RPO Targets N/A N/A Understanding recovery objectives
Database Restore 1 hour 15 min Database corruption or failure
Backend Redeploy 30 min N/A Backend service issues
RPC Failover 5 min N/A Stellar RPC node failure
Full DR Procedure 4 hours 15 min Complete infrastructure failure

Overview

What are Runbooks?

Runbooks are step-by-step operational guides that enable any engineer to execute complex procedures consistently and reliably. They are designed to be followed during high-stress situations when quick, accurate action is critical.

When to Use These Runbooks

  • During incidents: Follow the appropriate runbook for the failure type
  • During testing: Use runbooks to practice disaster recovery
  • During training: Familiarize new team members with procedures
  • During planning: Reference RTO/RPO targets for capacity planning

Runbook Descriptions

1. RTO/RPO Targets

File: RTO_RPO_TARGETS.md

Purpose: Defines Recovery Time Objective (RTO) and Recovery Point Objective (RPO) targets for all system components.

Key Information:

  • Component-specific RTO/RPO targets
  • Disaster scenario analysis
  • Backup schedules
  • Cost analysis
  • Testing requirements

When to Read:

  • Before any disaster recovery activity
  • During capacity planning
  • When evaluating infrastructure changes
  • During compliance audits

2. Database Restore

File: DATABASE_RESTORE.md

Purpose: Restore the YieldVault database from backup.

RTO: 1 hour
RPO: 15 minutes

Use Cases:

  • Database corruption
  • Accidental data deletion
  • Database server failure
  • Rollback after failed migration
  • Data integrity issues

Prerequisites:

  • Database admin credentials
  • Backup storage access
  • SSH access to database server

Key Steps:

  1. Assess situation (5 min)
  2. Stop backend services (5 min)
  3. Backup current state (10 min)
  4. Download backup (10 min)
  5. Restore database (20 min)
  6. Verify restore (10 min)
  7. Restart services (5 min)

3. Backend Redeployment

File: BACKEND_REDEPLOY.md

Purpose: Redeploy the backend API service.

RTO: 30 minutes
RPO: N/A (stateless)

Use Cases:

  • Backend service unresponsive
  • Application crashes
  • Security patch deployment
  • Configuration changes
  • Performance issues

Prerequisites:

  • Git repository access
  • SSH access to servers
  • Environment variables
  • Docker/PM2 access

Key Steps:

  1. Assess current state (5 min)
  2. Prepare for deployment (5 min)
  3. Stop service (2 min)
  4. Deploy new version (10 min)
  5. Start service (2 min)
  6. Verify deployment (5 min)
  7. Smoke tests (5 min)

4. RPC Failover

File: RPC_FAILOVER.md

Purpose: Switch to backup Stellar RPC node.

RTO: 5 minutes
RPO: N/A (blockchain data)

Use Cases:

  • Primary RPC node unresponsive
  • RPC errors or timeouts
  • Performance degradation
  • Rate limiting issues
  • Planned maintenance

Prerequisites:

  • Backup RPC URLs
  • Environment variable access
  • SSH access to servers

Key Steps:

  1. Verify RPC failure (2 min)
  2. Select backup RPC (1 min)
  3. Update configuration (1 min)
  4. Restart service (1 min)
  5. Verify failover (2 min)

5. Full Disaster Recovery

File: FULL_DR_PROCEDURE.md

Purpose: Complete system recovery from catastrophic failure.

RTO: 4 hours (1.5 hours with standby infrastructure)
RPO: 15 minutes

Use Cases:

  • Data center outage
  • Multiple component failures
  • Complete infrastructure loss
  • Natural disaster
  • Cyber attack requiring rebuild

Prerequisites:

  • Cloud provider admin access
  • All backup access
  • Full team availability
  • Emergency budget approval

Key Phases:

  1. Assessment & Planning (30 min)
  2. Infrastructure Provisioning (60 min)
  3. Database Recovery (60 min)
  4. Backend Deployment (30 min)
  5. Frontend Deployment (15 min)
  6. External Services (15 min)
  7. Verification & Testing (30 min)
  8. Cutover (15 min)
  9. Post-Recovery (30 min)

Decision Tree

Use this decision tree to select the appropriate runbook:

Is the entire infrastructure down?
├─ YES → Use Full DR Procedure
└─ NO → Continue

Is the database corrupted or inaccessible?
├─ YES → Use Database Restore
└─ NO → Continue

Is the backend service down or malfunctioning?
├─ YES → Use Backend Redeploy
└─ NO → Continue

Is the Stellar RPC node failing?
├─ YES → Use RPC Failover
└─ NO → Check component-specific documentation

Testing Requirements

Mandatory Testing

All runbooks must be tested according to this schedule:

Runbook Test Frequency Last Tested Next Test
Database Restore Monthly ⚠️ Never TBD
Backend Redeploy Weekly ⚠️ Never TBD
RPC Failover Monthly ⚠️ Never TBD
Full DR Procedure Annually ⚠️ Never TBD

Testing Types

  1. Tabletop Exercise (Quarterly)

    • Walk through runbook as a team
    • Identify gaps and issues
    • Update documentation
    • Duration: 2 hours
  2. Partial Test (Monthly)

    • Execute runbook in non-production
    • Verify all steps work
    • Measure actual RTO/RPO
    • Duration: 1-4 hours
  3. Full DR Test (Annually)

    • Execute complete DR in production-like environment
    • Involve entire team
    • Simulate real disaster
    • Duration: 8 hours

Runbook Maintenance

Update Triggers

Update runbooks when:

  • Infrastructure changes
  • New tools or processes adopted
  • Testing reveals issues
  • Actual incident occurs
  • Team feedback received
  • Quarterly review cycle

Review Schedule

  • Monthly: Quick review of recent changes
  • Quarterly: Full review and testing
  • Annually: Complete rewrite if needed

Version Control

All runbooks are version controlled in git:

  • Track changes over time
  • Review history of updates
  • Collaborate on improvements
  • Maintain audit trail

Incident Response Process

1. Detect

  • Monitoring alerts
  • User reports
  • Health check failures
  • Manual discovery

2. Assess

  • Determine severity
  • Identify affected components
  • Estimate impact
  • Select appropriate runbook

3. Respond

  • Assemble team
  • Create incident channel
  • Follow runbook
  • Document actions

4. Recover

  • Execute recovery steps
  • Verify restoration
  • Monitor closely
  • Notify stakeholders

5. Review

  • Post-incident review
  • Update runbooks
  • Implement improvements
  • Share learnings

Roles & Responsibilities

Incident Commander

  • Declares disaster
  • Assembles team
  • Makes final decisions
  • Communicates with stakeholders

Database Administrator

  • Executes database restore
  • Verifies data integrity
  • Manages database configuration

DevOps Engineer

  • Provisions infrastructure
  • Deploys applications
  • Configures networking
  • Manages monitoring

Backend Engineer

  • Deploys backend code
  • Verifies functionality
  • Troubleshoots issues

Frontend Engineer

  • Deploys frontend code
  • Verifies user experience
  • Updates configuration

Security Engineer

  • Assesses security implications
  • Verifies security controls
  • Manages secrets and keys

Communication Plan

Internal Communication

Slack Channels:

  • #yieldvault-incidents - General incident updates
  • #yieldvault-war-room - Active incident coordination
  • #yieldvault-ops - Operational updates

PagerDuty:

  • Escalation policies defined
  • On-call rotation maintained
  • Alert routing configured

External Communication

Status Page:

  • Update during incidents
  • Provide ETAs
  • Post-incident reports

Customer Communication:

  • Email notifications
  • In-app messages
  • Social media updates

Tools & Resources

Required Tools

  • SSH Client: Access to servers
  • psql: PostgreSQL client
  • curl: API testing
  • jq: JSON parsing
  • git: Version control
  • aws/gcloud/az: Cloud CLI tools

Helpful Resources

Monitoring Dashboards

  • Health Dashboard: [Link]
  • Metrics Dashboard: [Link]
  • Logs Dashboard: [Link]
  • Alerts Dashboard: [Link]

Metrics & KPIs

Track These Metrics

Metric Target Current
Mean Time To Detect (MTTD) < 5 min TBD
Mean Time To Respond (MTTR) < 30 min TBD
Recovery Success Rate > 95% TBD
RTO Achievement > 90% TBD
RPO Achievement > 95% TBD

Incident Metrics

For each incident, track:

  • Detection time
  • Response time
  • Recovery time
  • Data loss
  • Root cause
  • Lessons learned

Training

New Team Member Onboarding

  1. Read all runbooks
  2. Attend tabletop exercise
  3. Shadow experienced engineer
  4. Execute runbook in test environment
  5. Participate in on-call rotation

Ongoing Training

  • Quarterly tabletop exercises
  • Monthly runbook reviews
  • Annual full DR test
  • Post-incident reviews

Continuous Improvement

Feedback Loop

  1. Collect Feedback

    • After each incident
    • During testing
    • From team members
  2. Analyze

    • What worked well?
    • What could be improved?
    • What was missing?
  3. Update

    • Revise runbooks
    • Update procedures
    • Improve tools
  4. Test

    • Verify improvements
    • Measure impact
    • Iterate

Compliance & Audit

Audit Requirements

  • Runbooks documented
  • RTO/RPO defined and approved
  • Testing schedule established
  • Tests performed and documented
  • Incidents documented
  • Improvements implemented

Compliance Standards

  • SOC 2 Type II
  • ISO 27001
  • GDPR (if applicable)
  • Industry best practices

Support

Getting Help

  1. During Incident:

    • Use PagerDuty escalation
    • Post in #yieldvault-war-room
    • Call emergency contacts
  2. For Runbook Questions:

    • Post in #yieldvault-ops
    • Contact DevOps team
    • Review documentation
  3. For Updates:

    • Submit PR to update runbook
    • Discuss in team meeting
    • Document in incident review

Emergency Contacts

Role Name Phone Email
Incident Commander TBD TBD TBD
Database Admin TBD TBD TBD
DevOps Lead TBD TBD TBD
Backend Lead TBD TBD TBD
Frontend Lead TBD TBD TBD
Security Lead TBD TBD TBD
Team Lead TBD TBD TBD
CEO/CTO TBD TBD TBD

PagerDuty: [Escalation Policy Link]
Slack: #yieldvault-war-room
Zoom: [Emergency Meeting Link]


Appendix

A. Glossary

  • RTO: Recovery Time Objective - Maximum acceptable downtime
  • RPO: Recovery Point Objective - Maximum acceptable data loss
  • MTTR: Mean Time To Repair - Average time to fix issues
  • MTBF: Mean Time Between Failures - Average time between incidents
  • DR: Disaster Recovery
  • HA: High Availability

B. Checklists

See individual runbooks for detailed checklists.

C. Templates


Last Updated: April 29, 2026
Maintained By: DevOps Team
Next Review: July 29, 2026