00000026.xml

<?xml version="1.0" encoding="UTF-8"?>
<!-- revised by Bradley D. Westbrook;  edited by Arwen Hutt, Gabriela A. Montoya, and Bradley D. Westbrook, Digital Library Program, University of California, San Diego. -->
<METS_Profile xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance"
	xsi:schemaLocation="http://www.loc.gov/METS_Profile/  http://www.loc.gov/standards/mets/profile_docs/mets.profile.v1-2.xsd"
	xmlns="http://www.loc.gov/METS_Profile/">
	<URI LOCTYPE="URL">http://www.loc.gov/mets/profiles/00000026.xml</URI>
	<title>UC San Diego Electronic Theses and Dissertations Profile</title>
	<abstract>The UC San Diego Libraries uses this profile for Electronic Theses and Dissertations
		authored by UC San Diego students. The primary document, be it a thesis or dissertation, is
		contained in a PDF file. Associated, archival quality files may also be included in a METS
		record for electronic theses and dissertations. For a list of file formats supported by the
		UC San Diego Libraries see https://libraries.ucsd.edu/ark:/20775/br61775312/1-1.pdf. Access
		restrictions to a certain ETD are expressed using PREMIS Rights metadata. Structural
		relationships between the primary and associated files are not required in this profile. The
		descriptive rules for UC San Diego ETDs conform to the "UC Standard Practice for Cataloging
		UC Theses and Dissertations
		(http://libraries.universityofcalifornia.edu/hots/camcig/ucthesesanddissertations.pdf). </abstract>
	<date>2009-04-21T12:01:00</date>
	<contact>
		<name>Digital Library Program</name>
		<address>Geisel Library, University of California, San Diego</address>
		<email>dlp@ucsd.edu</email>
	</contact>
	<related_profile URI="http://www.loc.gov/mets/profiles/00000017.xml">UC San Diego Complex Object
		Profile</related_profile>
	<extension_schema>
		<name>Metadata Object Description Schema (MODS)</name>
		<URI>http://www.loc.gov/standards/mods/v3/mods-3-2.xsd</URI>
		<context>mets/dmdSec/mdWrap/xmlData</context>
		<note>Used for descriptive metadata representing the intellectual content of the thesis or
			dissertation.</note>
	</extension_schema>
	<extension_schema>
		<name>PREMIS</name>
		<URI>http://www.loc.gov/standards/premis/premis.xsd</URI>
		<context>mets/amdSec/techMD/mdWrap/xmlData</context>
		<note>Used for technical and rights metadata about content files. </note>
	</extension_schema>
	<description_rules>
		<p>All applications of MODS in UC San Diego METS records adhere to the MODS User Guidelines
			published by the Library of Congress's Network Development and MARC Standards Office.</p>
		<p>MODS usage in UC San Diego METS records is also informed by The Digital Library
			Federation / Aquifer Implementation Guidelines for Shareable MODS Records.</p>
	</description_rules>
	<controlled_vocabularies>
		<vocabulary>
			<name>UC San Diego file USE attribute values</name>
			<maintenance_agency>University of California, San Diego Libraries</maintenance_agency>
			<URI>https://libraries.ucsd.edu/ark:/20775/br7474471n/1-1.pdf</URI>
			<context ID="vc1" RELATEDMAT="fileSec2">
				<p>mets/fileSec/fileGrp/@USE</p>
				<p>mets/fileSec/fileGrp/file/@USE</p>
			</context>
			<description>
				<p>These are the values supported for &lt;file&gt; and
					&lt;fileGrp&gt; USE attributes for digital objects conforming to this
					profile.</p>
			</description>
		</vocabulary>
		<vocabulary>
			<name>UC San Diego Rights Basis Vocabulary</name>
			<maintenance_agency>University of California, San Diego Libraries</maintenance_agency>
			<URI>https://libraries.ucsd.edu/ark:/20775/br7474471n/1-1.pdf</URI>
			<context ID="vc2" RELATEDMAT="copyrightMD2 licenserightsMD2">
				<p>mets/amdSec/rightsMD/mdWrap/xmlData/rightsStatement/rightsBasis</p>
			</context>
			<description>
				<p>These are the values supported for the PREMIS rightsBasis element for digital
					objects conforming to this profile.</p>
			</description>
		</vocabulary>
		<vocabulary>
			<name>UC San Diego Rights Status Vocabulary</name>
			<maintenance_agency>University of California, San Diego Libraries</maintenance_agency>
			<URI>https://libraries.ucsd.edu/ark:/20775/br7474471n/1-1.pdf</URI>
			<context ID="vc3" RELATEDMAT="copyrightMD3">
				<p>mets/amdSec/rightsMD/mdWrap/xmlData/rightsStatement/copyrightStatus</p>
			</context>
			<description>
				<p>These are the values supported for the PREMIS copyrightStatus element for digital
					objects conforming to this profile.</p>
			</description>
		</vocabulary>
		<vocabulary>
			<name>UC San Diego Rights Actions Vocabulary</name>
			<maintenance_agency>University of California, San Diego Libraries</maintenance_agency>
			<URI>https://libraries.ucsd.edu/ark:/20775/br7474471n/1-1.pdf</URI>
			<context ID="vc4" RELATEDMAT="licenserightsMD3 licenserightsMD4">
				<p>mets/amdSec/rightsMD/mdWrap/xmlData/rightsStatement/rightsGranted/restriction</p>
				<p>mets/amdSec/rightsMD/mdWrap/xmlData/rightsStatement/rightsGranted/action</p>
			</context>
			<description>
				<p>These are the values supported for the PREMIS act and restriction elements for
					digital objects conforming to this profile.</p>
			</description>
		</vocabulary>
	</controlled_vocabularies>
	<structural_requirements>
		<metsRootElement>
			<requirement ID="metsRoot1">
				<p>The root &lt;mets&gt; element must include a LABEL attribute value.</p>
			</requirement>
			<requirement ID="metsRoot2">
				<p>The root &lt;mets&gt; element must include a PROFILE attribute value.</p>
			</requirement>
			<requirement ID="metsRoot3">
				<p>The root &lt;mets&gt; element must include an OBJID attribute value that
					uniquely identifies the object in the UC San Diego digital repository.</p>
			</requirement>
		</metsRootElement>
		<metsHdr>
			<requirement ID="metsHdr1">
				<p>A METS record conforming to this profile must contain a &lt;metsHdr&gt;
					element.</p>
			</requirement>
			<requirement ID="metsHdr2">
				<p>The &lt;metsHdr&gt; element must contain the CREATEDATE attribute.</p>
			</requirement>
			<requirement ID="metsHdr3">
				<p>The &lt;metsHdr&gt; element must contain a &lt;agent&gt; with the
					ROLE attribute value "CREATOR" and a TYPE attribute value "ORGANIZATION".</p>
			</requirement>
			<requirement ID="metsHdr4">
				<p>The &lt;metsHdr&gt; must include a child &lt;agent&gt; element to
					identify the department and or staff person responsible for creating the METS
					record.</p>
			</requirement>
			<requirement ID="metsHdr5">
				<p>The &lt;metsHdr&gt; element should, but is not required to, contain a
					LASTMODDATE attribute reflecting the date of the last modification to the METS
					record.</p>
			</requirement>
		</metsHdr>
		<dmdSec>
			<requirement ID="dmdSec1">
				<p>A METS record conforming to this profile must contain one or more
					&lt;dmdSec&gt; containing a &lt;dmdWrap&gt; with
					&lt;xmlData&gt;. The required dmdSec/dmdWrap/xmlData must contain
					elements from the Metadata Object Description Schema (MODS). Additional
					&lt;dmdSec&gt; elements are permitted. For each additional metadata
					schema a separate &lt;dmdSec&gt; should be used, and must contain
					&lt;mdWrap&gt; with &lt;xmlData&gt;. When adding elements from
					metadata schemas other than MODS (Dublin Core, VRA, FGDC, etc.) these should
					conform to standardized guidelines for the schema.</p>
			</requirement>
			<requirement ID="dmdSec2">
				<p>A conforming METS record must contain a /mods/titleInfo/title element for the
					title of the dissertation or thesis.</p>
			</requirement>
			<requirement ID="dmdSec3">
				<p>A conforming METS record must contain a /mods/name/namePart element indicating
					the author of the dissertation or thesis.</p>
			</requirement>
			<requirement ID="dmdSec4">
				<p>A conforming METS record must contain a /mods/typeOfResource element for which
					the value must be "text " or "mixed material". If only the primary pdf file is
					present, the value should be "text". When this primary file is accompanied by
					associated files, the value should be "mixed material".</p>
			</requirement>
			<requirement ID="dmdSec5">
				<p>A conforming METS record must contain a /mods/originInfo/dateCreated element.</p>
			</requirement>
			<requirement ID="dmdSec6">
				<p>A conforming METS record must contain a /mods/note element with the value
					constructed as follows: "[Thesis] ([degree])--University of California, San
					Diego, [date]."</p>
			</requirement>
			<requirement ID="dmdSec7">
				<p>A conforming METS record must contain a /mods/subject/genre with the attribute
					authority="local". The value for the element should be as follows:
					"Dissertations, Academic. UCSD. [Subject]".</p>
			</requirement>
			<requirement ID="dmdSec8">
				<p>A conforming METS record should contain when applicable a /mods/identifier
					element with the attribute type="proquest". The value for the element should be
					the ProQuest number assigned to the dissertation or thesis.</p>
			</requirement>
			<requirement ID="dmdSec9">
				<p>A conforming METS record must contain a mods/note element, with the attribute
					displayLabel="Digital object made available by". The element should name the UC
					San Diego Libraries' data provider that is primarily responsible for making the
					resource available digitally with the URL for the provider's main webpage, e.g.
					Mandeville Special Collections Library, University of California, San Diego, La
					Jolla, CA 92093-0175 (http://orpheus.ucsd.edu/speccoll/)</p>
			</requirement>
			<requirement ID="dmdSec10">
				<p>A conforming METS record should, but is not required to, contain the following
					descriptive metadata elements when they are applicable: description
					(/mods/abstract/), subject (/mods/subject/...), language of the object
					(/mods/language).</p>
			</requirement>
		</dmdSec>
		<amdSec>
			<requirement ID="amdSec1">
				<p>A METS record conforming to this profile must have an &lt;amdSec&gt;
					section. The &lt;amdSec&gt; section must contain at least one
					techMD/mdWrap/xmlData section and two rightsMD/mdWrap/xmlData sections.</p>
			</requirement>
			<requirement ID="techMD1">
				<p>The required &lt;techMD&gt; must contain elements from the PREMIS
				schema.</p>
			</requirement>
			<requirement ID="techMD2">
				<p>The required techMD/mdWrap/xmlData must describe the primary (pdf) digital
				file.</p>
			</requirement>
			<requirement ID="techMD3">
				<p>The required techMD/mdWrap/xmlData must contain a /object/objectIdentifierType
					and /objectIdentifierValue element</p>
			</requirement>
			<requirement ID="techMD4">
				<p>The required techMD/mdWrap/xmlData must contain a /object/preservationLevel
					element. The value should be either "Full" or "Bit-level".</p>
			</requirement>
			<requirement ID="techMD5">
				<p>The required techMD/mdWrap/xmlData must contain a /object/objectCategory element.
					The value should be "File".</p>
			</requirement>
			<requirement ID="techMD6">
				<p>The required techMD/mdWrap/xmlData must contain a
					/object/objectCharacteristics/compositionLevel element with the value set to
					"0".</p>
			</requirement>
			<requirement ID="techMD7">
				<p>The required techMD/mdWrap/xmlData must contain a
					/object/objectCharacteristics/fixity/messageDigestAlgorithm and /messageDigest
					element.</p>
			</requirement>
			<requirement ID="techMD8">
				<p>The required techMD/mdWrap/xmlData must contain a
					/object/objectCharacteristics/size element.</p>
			</requirement>
			<requirement ID="techMD9">
				<p>The required techMD/mdWrap/xmlData must contain a
					/object/objectCharacteristics/format/formatName element with the value set to
					"PDF".</p>
			</requirement>
			<requirement ID="techMD10">
				<p>The required techMD/mdWrap/xmlData must contain a
					/object/creatingApplication/dateCreatedByApplication element.</p>
			</requirement>
			<requirement ID="techMD11">
				<p>A conforming METS record should, but is not required to, include the following
					PREMIS elements: &lt;pre:storageMedium&gt;
					(/object/storage/storageMedium), &lt;pre:formatVersion&gt;
					(/object/objectCharacteristics/formatVersion),
					&lt;pre:creatingApplicationName&gt;
					(/object/creatingApplication/creatingApplicationName, and
					&lt;pre:originalName&gt; (/object/originalName)</p>
			</requirement>
			<requirement ID="techMD12">
				<p>If there are appended file(s) considered to be preservation master(s), it is
					recommended, but not required, that these be described in additional
					&lt;techMD&gt; sections containing elements from the PREMIS schema.</p>
			</requirement>
			<requirement ID="techMD13">
				<p>Additional &lt;techMD&gt; sections may be used, but are not required, to
					supplement PREMIS technical descriptions for preservation master files. If the
					supplemental description is for images, it should utilize elements from the MIX
					schema. If description is for text, it should utilize elements from the TextMD
					schema. If the description is for audio or video files, it should conform to an
					extension schema endorsed by the METS Editorial Board (although at this date of
					publication extension schemas have not yet been endorsed for audio or
				video).</p>
			</requirement>
			<requirement ID="techMD14">
				<p>Source or provenance metadata pertaining to image content files expressed as MIX,
					can be included in a &lt;techMD&gt; section instead of a separate
					&lt;sourceMD&gt; section.</p>
			</requirement>
			<requirement ID="copyrightMD1">
				<p>The required rightsMD/mdWrap/xmlData must contain elements from the PREMIS Rights
					schema.</p>
			</requirement>
			<requirement ID="copyrightMD2">
				<p>A conforming METS record must include a rightsStatement/rightsBasis element with
					the value expressed as "Copyright."</p>
			</requirement>
			<requirement ID="copyrightMD3">
				<p>A conforming METS record must include a
					rightsStatement/copyrightInformation/copyrightStatus element with the value
					expressed as "Under copyright” if the work is still in copyright, or expressed
					as “In the public domain” if copyright for the work has expired or been gifted
					to the public domain.</p>
			</requirement>
			<requirement ID="copyrightMD4">
				<p>A conforming METS record must include a
					rightsStatement/copyrightInformation/copyrightJurisdiction element containing
					the value “us” for the United States for UC San Diego dissertations and thesis.
					If the dissertation or thesis was not authored in a US institution, then the
					appropriate code for the jurisdictional context of the copyright should be taken
					from ISO 3166. </p>
			</requirement>
			<requirement ID="copyrightMD5">
				<p>A conforming METS record must have one
					rightsStatement/copyrightInformation/copyrightNote element for identifying the
					rights holder(s) of a thesis or dissertation. The value encoded is to be the
					name of the copyright holder(s); usually the author(s) of the thesis or
					dissertation. The note should be in the form of: “Rights Holder(s): [rights
					holder’s name in normal order]". </p>
			</requirement>
			<requirement ID="copyrightMD6">
				<p>A conforming METS record must have one
					rightsStatement/copyrightInformation/copyrightNote elment for describing the use
					intended for in distribution of the work. The note should be in the form of:
					“Use: [note text].” The note text is: “Use: This work is available from the UC
					San Diego Libraries. This digital copy of the work is intended to support
					research, teaching, and private study. ” </p>
			</requirement>
			<requirement ID="copyrightMD7">
				<p>A conforming METS record must have one
					rightsStatement/copyrightInformation/copyrightNote element for describing
					constraints placed on re-use or re-distribution of the work. The note should be
					in the form of: “Constraint(s) on Use: [note text].” For a work under US
					copyright, a typical dissertation or thesis, the note text shall be: “This work
					is protected by the U.S. Copyright Law (Title 17, U.S.C.). Use of this work
					beyond that allowed by “fair use” requires written permission of the copyright
					holder(s). Responsibility for obtaining permissions and any use and distribution
					of this work rests exclusively with the user and not the UC San Diego Libraries.
					Inquiries can be made to the UC San Diego Libraries department having custody of
					the work [include email alias for department].” If the work is in the public
					domain, the note text shall be “This work may be used without prior permission.”
				</p>
			</requirement>
			<requirement ID="licenserightsMD1">
				<p>A second required rightsMD/mdWrap/xmlData must contain elements from the PREMIS
					Rights schema.</p>
			</requirement>
			<requirement ID="licenserightsMD2">
				<p>A conforming METS record must include a rightsStatement/rightsBasis element with
					the value expressed as "License."</p>
			</requirement>
			<requirement ID="licenserightsMD3">
				<p>A conforming METS record must include a rightsStatement/rightsGranted/act element
					with the value expressed as "Display."</p>
			</requirement>
			<requirement ID="licenserightsMD4">
				<p>In cases when public display is restricted (postponed) by the licensor, a
					conforming METS record must include a rightsStatement/rightsGranted/restriction
					element with the value expressed as "Display". </p>
			</requirement>
			<requirement ID="licenserightsMD5">
				<p>In cases when public display is restricted by the licensor, a conforming METS
					record must include a rightsStatement/rightsGranted/termOfGrant/startDate
					element with the value indicating the time at which the restriction begins
					(typically a date stipulated by the Office of Graduate Studies). Date must be
					expressed in form YYYY-MM-DD.</p>
			</requirement>
			<requirement ID="licenserightsMD6">
				<p>In cases when public display is restricted by the licensor, a conforming METS
					record must include a rightsStatement/rightsGranted/termOfGrant/endDate element
					with the value indicating the time at which the restriction concludes. Date must
					be expressed in form YYYY-MM-DD.</p>
			</requirement>
			<requirement ID="licenserightsMD7">
				<p>A conforming METS record may, but is not required, to include the following
					PREMIS Rights elements: &lt;pre:rightsStatementIdentifierType&gt;
					(/rightsStatement/rightsStatementIdentifier/rightsStatementIdentifierType),
					&lt;pre:rightsStatementIdentifierValue&gt;
					(/rightsStatement/rightsStatementIdentifier/rightsStatementIdentifierValue),
					&lt;pre:licenseIdentifierType&gt;
					(/rightsStatement/licenseInformation/licenseIdentifier/licenseIdentifierType),
					&lt;pre:licenseIdentifierValue&gt;
					(/rightsStatement/licenseInformation/licenseIdentifier/licenseIdentifierValue),
					&lt;pre:licenseTerms&gt;
					(/rightsStatement/licenseInformation/licenseTerms),
					&lt;pre:licenseNote&gt;
					(/rightsStatement/licenseInformation/licenseNote), and
					&lt;pre:rightsGrantedNote&gt;
					(/rightsStatement/rightsGranted/rightsGrantedNote), </p>
			</requirement>
			<requirement ID="sourceMD1">
				<p>If source metadata is recorded, elements in the &lt;sourceMD&gt; sections
					should be expressed using an extension schema endorsed by the METS Editorial
					Board designed for expressing source metadata.</p>
			</requirement>
			<requirement ID="digiprovMD1">
				<p>If provenance metadata is recorded, elements in the &lt;digiprovMD&gt;
					sections should be expressed using an extension schema endorsed by the METS
					Editorial Board designed for expressing provenance metadata.</p>
			</requirement>
		</amdSec>
		<!-- This profile supports METS objects consisting of one PDF file and zero or more associated 
			file formats supported by the UC San Diego Libraries (see https://libraries.ucsd.edu/ark:/20775/br61775312/1-1.pdf ) -->
		<fileSec>
			<requirement ID="fileSec1">
				<p>The &lt;fileSec&gt; for a compliant UC San Diego ETD METS record must
					contain one &lt;fileGrp&gt; for the primary PDF.</p>
			</requirement>
			<requirement ID="fileSec2">
				<p>The &lt;fileGrp&gt; must reference a file with the MIMETYPE of
					application/pdf.</p>
			</requirement>
			<requirement ID="fileSec3">
				<p>The &lt;fileSec&gt; for a compliant UC San Diego ETD METS record may
					contain one or more additional &lt;fileGrp&gt; for one or more files
					associated with the primary PDF file. For example, the &lt;fileSec&gt;
					of an UC San Diego ETD METS record consisting of a PDF plus one sound recording
					would contain one &lt;fileGrp&gt; representing the primary PDF and
					another &lt;fileGrp&gt; representing the sound recording. No sequential
					relationship (using the SEQ attribute) for these files need be expressed. </p>
			</requirement>
			<requirement ID="fileSec4">
				<p>The additional &lt;fileGrp&gt; may only reference files with MIMETYPE of
					TIFF, MP3, MPEG2, WAV, AIFF, EXE, MOV or AVI.</p>
			</requirement>
			<requirement ID="fileSec5">
				<p>Each &lt;fileGrp&gt; must include a file USE attribute representing the
					intended use of the referenced file(s).</p>
			</requirement>
			<requirement ID="fileSec6">
				<p>Each &lt;file&gt; element must reference pertinent &lt;techMD&gt;
					sections by including the relevant ID values in the ADMID attribute. The AMDID
					attribute should also reference pertinent &lt;sourceMD&gt; and
					&lt;provenanceMD&gt; elements, if present. The &lt;file&gt;
					element should only reference ID values at the levels of &lt;techMD&gt;,
					&lt;sourceMD&gt;, and &lt;digiprovMD&gt;.</p>
			</requirement>
		</fileSec>
		<structMap>
			<requirement ID="structMap1">
				<p>A conforming METS record must contain one &lt;structMap&gt; element with
					the value encoded as "physical."</p>
			</requirement>
			<requirement ID="structMap2">
				<p>A conforming METS record may contain an additional &lt;structMap&gt;
					element with the value encoded as "logical." </p>
			</requirement>
			<requirement ID="structMap3">
				<p>The physical &lt;structMap&gt; represents a flattened structure and must
					only contain two levels of &lt;div&gt; elements with no further nesting.
					The top level &lt;div&gt; element required by the METS schema contains
					one level of child &lt;div&gt; elements to represent the linear sequence
					of the components of the digital object. </p>
			</requirement>
			<requirement ID="structMap4">
				<p> The logical structMap represents the full hierarchical structure of the digital
					object, and so can contain as many levels of nested &lt;div&gt; elements
					as required to express the objects full structure.</p>
			</requirement>
			<requirement ID="structMap5">
				<p>All &lt;div&gt; elements within the top level containing
					&lt;div&gt; must have an ORDER attribute. </p>
			</requirement>
			<requirement ID="structMap6">
				<p>When applicable, &lt;div&gt; elements must reference pertinent
					&lt;dmdSec&gt; sections by including the relevant ID values in the DMDID
					attributes. </p>
			</requirement>
			<requirement ID="structMap7">
				<p>When applicable, &lt;div&gt; elements should include a LABEL attribute
					with the value derived from, and identical, to the value encoded in the
					/mods/titleInfo/title element in the related &lt;dmdSec&gt;. </p>
			</requirement>
			<requirement ID="structMap8">
				<p>When applicable, &lt;div&gt; elements must reference pertinent
					&lt;rightsMD&gt; sections by including the relevant ID values in the
					ADMID attributes. </p>
			</requirement>
			<requirement ID="structMap9">
				<p>Each &lt;fptr&gt; element must reference an individual
					&lt;file&gt; element representing a version of the file. </p>
			</requirement>
			<requirement ID="structMap10">
				<p>The &lt;fptr&gt; element must use the FILEID attribute to point directly
					to a &lt;file&gt; element. </p>
			</requirement>
			<requirement ID="structMap11">
				<p>The &lt;fptr&gt; element may not contain an &lt;area&gt;,
					&lt;par&gt;, or &lt;seq&gt; element. These elements are not
					supported in objects conforming to this profile. </p>
			</requirement>
			<requirement ID="structMap12">
				<p>The &lt;mptr&gt; element is not supported in this profile. </p>
			</requirement>

		</structMap>
		<structLink>
			<requirement ID="structLink1">
				<p>This profile stipulates no requirements for the &lt;structLink&gt;
					element.</p>
			</requirement>
		</structLink>
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								<mods:title>Tactile representations of cyclical data structures in
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							<mods:name type="personal">
								<mods:namePart>Egenhoefer, Rachel Beth</mods:namePart>
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							<mods:typeOfResource>text</mods:typeOfResource>
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								<mods:name type="personal" authority="lcnaf">
									<mods:namePart>Egenhoefer, Rachel Beth</mods:namePart>
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								<mods:topic>Candy in art</mods:topic>
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								<mods:topic>Knitting in art</mods:topic>
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								<mods:topic>Cycles in art</mods:topic>
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							<mods:note>Documents the author's performances in 6 UC San Diego Theatre
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								viola, violoncello, piano, oboe, bassoon, and double bass</mods:note>
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							<mods:note>Thesis (Ph. D.--Music)--University of California, San Diego,
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		</mets:mets>
	</Appendix>
</METS_Profile>