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Docs/adr 0004 fto pivot - #12

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@corlin corlin commented Oct 4, 2026

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corlin and others added 2 commits October 4, 2026 16:41
Answers ADR 0004 open item 1 with measurements, not estimates
(BigQuery patents-public-data, 184.75 GB billed; EPO OPS with repo creds):

- No CN claim text in Google Patents public data (0 of 415,381 CN grants)
  or EPO OPS (claims: InvalidCountryCode). This is the top blocker for CN
  element-by-element FTO; the CNIPR manual-handoff constraint rules out
  CNIPR automation.
- US claims are available in English for all 54,133 grants in the window.
- INPADOC legal events cover CN, including annual-fee termination (CF01),
  term expiry (CX01), abandonment and transfers. A candidate legal-status
  source; latency and sufficiency for "in force" are not yet verified.
- CPC-only filtering misses 97.3% of CN utility models (83.5% of CN UMs
  have no CPC), so the corpus must filter on IPC too. CN invention grants
  have no harmonized assignee, so use raw assignee plus entity resolution.
- Measured volumes (e.g. CATL alone: 11,666 CN grants in 5 years) do not
  fit the plan's "5,000-8,000 core patents" without a defined "core"
  criterion.

All figures were cross-checked against query outputs. Unverified items are
listed separately. Query outputs are not committed (runtime artifacts); the
SQL needed to reproduce them is in the doc.

Co-Authored-By: Claude Opus 5.5 <noreply@anthropic.com>
…first

Records the product owner's 2026-10-04 decisions (US + EU first; China via
crawler + 1-2 vendors after evaluation; keep H02J) and the time-window and
"core" judgements that were delegated to engineering, each backed by
statute and new measurements (BigQuery +99.6 GB, EPO OPS):

- EP claims: 0 in Google Patents public data; available via EPO OPS in
  DE/EN/FR for all samples.
- Time scope = "currently potentially in force", not "granted in the last
  5 years": 61.4% of US and 57.3% of EP in-scope patents within the 20-year
  statutory term were granted before the 5-year window. Implemented as a
  statutory-term filter plus a legal-status check, with an as-of date,
  sources recorded, and published applications as a separate watch tier.
  Legal basis (CN Patent Law art. 42-44 and 13; 35 USC 154, 41(b); EPC
  art. 63, 67, 141; Reg. 1257/2012) is flagged for confirmation by
  qualified counsel.
- "Core" = prioritization set for pre-annotation, NOT the FTO search scope:
  in force, in technical sub-scope, current owner in a data-derived and
  human-reviewed holder-group map, family in >=2 of CN/US/EP. Measured
  upper bounds (e.g. ~28.5k multi-jurisdiction families for the top 15
  US+EP filer names) exceed the plan's 5,000-8,000; the final size is
  measured after legal status and the group map exist.
- China: evaluation first. The CNIPR manual-handoff constraint stays; any
  crawler needs a compliance review before development; vendor evaluation
  criteria are defined.

Co-Authored-By: Claude Opus 5.5 <noreply@anthropic.com>
@corlin
corlin merged commit 9061288 into main Oct 4, 2026
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