☁️Haven GRC - easier governance, risk, and compliance 👨⚕️👮♀️🦸♀️🕵️♀️👩🔬
An easy way to programmatically run queries against FINRA's BrokerCheck database using Node.js.
Tight Shorts - short volume charts, total trading volume, short exempt volume for stock market.
Governance framework for Microsoft 365 AI agents (Copilot Studio) in regulated financial services
Process FINRA Short Daily Data feeds
The approval and accountability layer for AI agents. Identity → Policy → Approval → Trace. 13 framework integrations. Free during early access.
first-to-market cryptographically verified autonomous AI agent. 6.8MB footprint, air-gapped deployment, BYOLLM architecture. Built for defense, finance, healthcare, and manufacturing.
This repository deals with the personal project of setting up an API (Python) client wrapper for the FINRA API to load and request datasets. All available FINRA datasets can be loaded after valid credentials have been obtained. Metadata retrieval, filtering and a lot more methods are exemplary shown.
SEC/FINRA-Compliant Institutional Broker-Dealer Platform — Multi-asset trading, real-time risk management, automated regulatory reporting (15c3-1, 15c3-3, CAT, TRACE, FOCUS), AML/KYC compliance engine, FIX protocol connectivity
Investment Company and Variable Contracts Products
Uniform Securities Agent State Law Examination
FINRA BrokerCheck compliance scraper
The missing knowledge layer for AI agents. Curated, agent-readable context for trading, healthcare, legal, and more.
Provide a cross-platform CLI for AI agents to manage local files and cloud storage with standardized JSON output for safe, efficient file operations.
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