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99 changes: 99 additions & 0 deletions docs/topics/0.11_Phase_Transitions/CLOSURE_STATUS_AUDIT.md
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# 0.11 Closure Status Audit

**Date:** 2026-07-01
**Scope:** 0.11 Phase Transitions
**Audit type:** status reconstruction and Tier-A closure planning

## Current Answer

Topic 0.11 is important because it is one of the first places where UET tries to move from conceptual equation behavior into a physics benchmark: phase-transition critical behavior.

It is not closed as Tier A right now.

The current controlled status is:

```text
Readiness: Draft
Tier: B
Claim level: selected internal beta benchmark plus diagnostic mechanism lanes
Current controller: structure-factor / estimator-policy formula extraction and acceptance
```

This means the topic has useful internal evidence, but it cannot yet claim a full phase-transition theory, RG closure, universal critical behavior, or accepted dynamics-based 3D Ising scaling.

## What Is Already Working

| Lane | What works | Boundary |
| :-- | :-- | :-- |
| Primary beta benchmark | `Research_Critical_Exponents.py` writes a `PASS` artifact for the selected beta comparison. | This is a selected benchmark, not a full exponent-set or RG result. |
| Spatial-coupled operator | Core opt-in spatial modes exist and pass engine/operator availability gates. | Dynamics stayed mean-field-like in the scaling artifact. |
| Conserved-order spectral core | `conserved_order_spectral_v1` repaired the core implementation bridge to the topic Cahn-Hilliard engine. | Later finite-size/exponent gates remained blocked. |
| Structure-factor work | The blocker was narrowed from vague estimator uncertainty to specific formula/source-policy gates. | The accepted estimator formula and normalization mapping are still missing. |

## Why It Still Cannot Close

The blocker is not that nothing works. The blocker is that the claim-bearing scaling path is not yet accepted.

The latest controlling evidence says:

- The primary beta artifact can support only a selected beta-exponent benchmark.
- The dynamics/scaling artifacts still block universality claims.
- The current structure-factor RMS proxy is diagnostic-only and rejected as a source-backed second-moment estimator replacement.
- The source-family lowest-mode estimator implementation exists, but current conserved-order snapshots do not provide an accepted `S(0)` susceptibility observable.
- Policy-source candidates and abstract formula boundaries are packaged, but full-text formula extraction, UET normalization mapping, and estimator acceptance remain blocked.
- The latest source-archive localization gate only confirms temporary arXiv source archives and TeX member discovery; it does not extract or accept formulas.

## Current Machine-Readable Gate

The audit gate is saved at:

```text
Result/artifacts/0_11_closure_status_audit.json
```

The gate keeps the topic at `WARN` with:

```text
tier_a_closure_gate = BLOCKED
primary_beta_gate = PASS
scaling_claim_gate = BLOCKED
estimator_formula_gate = BLOCKED
source_archive_policy_gate = WARN
```

## Drift Found

The main documentation drift is in the tail of `UPDATE_LOG.md`.

Wave 39-41 wording says the topic is formally verified at the analytical projection level. That wording is not supported by the current topic index, verification spec, formula audit, or latest estimator/source gates. Treat those entries as historical notes that require claim-boundary correction, not as the current topic status.

The current controlling status remains the artifact/gate chain, especially Wave 38 and this closure audit.

## Path To Tier A

Tier A should require a narrow, explicit closure route:

1. Extract exact formula fragments from the localized TeX/PDF math sources for fixed-composition, canonical finite-size, and Cahn-Hilliard structure-factor estimators.
2. Decide an accepted estimator policy for conserved-order phase-transition fields: conserved susceptibility, finite-k/canonical estimator, or explicit rejection with a dynamics/window repair route.
3. Map the accepted estimator into UET normalized lattice units with unit/proxy boundaries.
4. Rerun finite-size/exponent gates using only the accepted estimator policy.
5. Require at least beta, nu/correlation-length behavior, finite-size consistency, and baseline separation before any dynamics-based universality claim.
6. Keep material critical-point calibration and RG closure as separate gates; do not smuggle them into a beta-only pass.
7. Only after the artifact chain passes should README/topic index wording move toward Tier A, and that promotion still needs human review.

## Safe Claim Boundary

Allowed now:

```text
Topic 0.11 has a passing internal selected-beta benchmark and several diagnostic operator lanes. The strongest open blocker is accepted structure-factor/correlation-length estimator policy for conserved-order scaling. The topic is promising but not closed.
```

Not allowed now:

```text
UET has solved phase transitions.
Topic 0.11 is verified as a full theory.
The current engine proves a 3D Ising universality shift.
The analytical beta projection alone closes the topic as Tier A.
```
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{
"schema_version": "0.1",
"topic": "0.11_Phase_Transitions",
"audit_date": "2026-07-01",
"audit_type": "closure_status_reconstruction",
"status": "WARN",
"current_readiness": "Draft",
"current_tier": "B",
"claim_class": "selected_internal_beta_benchmark_plus_diagnostic_mechanism_lanes",
"controlling_blocker": "accepted_structure_factor_estimator_policy_missing",
"source_of_truth_order": [
"docs/topics/README.md",
"docs/topics/0.11_Phase_Transitions/VERIFICATION_SPEC.md",
"docs/topics/0.11_Phase_Transitions/Result/artifacts/*.json",
"docs/topics/0.11_Phase_Transitions/FORMULA_AUDIT.md",
"docs/topics/0.11_Phase_Transitions/UPDATE_LOG.md"
],
"gates": {
"primary_beta_gate": {
"status": "PASS",
"evidence": "Result/artifacts/0_11_phase_transitions_verification.json",
"boundary": "selected beta benchmark only"
},
"scaling_claim_gate": {
"status": "BLOCKED",
"evidence": [
"Result/artifacts/0_11_spatial_coupling_scaling.json",
"Result/artifacts/0_11_conserved_order_spectral_scaling.json"
],
"boundary": "dynamics artifacts do not yet support universality-shift or RG-closure claims"
},
"estimator_formula_gate": {
"status": "BLOCKED",
"evidence": [
"Result/artifacts/0_11_structure_factor_policy_formula_boundary_gate.json",
"Result/artifacts/0_11_structure_factor_full_text_formula_readiness_gate.json",
"Result/artifacts/0_11_structure_factor_source_archive_localization_gate.json"
],
"boundary": "formula extraction, UET normalization mapping, and accepted estimator policy remain open"
},
"source_archive_policy_gate": {
"status": "WARN",
"evidence": "Result/artifacts/0_11_structure_factor_source_archive_localization_gate.json",
"boundary": "temporary arXiv source archives are localized but raw sources are not repo-archived"
},
"tier_a_closure_gate": {
"status": "BLOCKED",
"reason": "Tier A requires an accepted estimator policy plus finite-size/exponent rerun with correlation-length and baseline-separation gates passing"
}
},
"drift_notes": [
{
"location": "UPDATE_LOG.md Wave 39-41 tail entries",
"issue": "wording says formally VERIFIED at analytical projection level",
"resolution": "treat as historical drift; this audit and current artifacts control status"
}
],
"tier_a_required_next_steps": [
"extract exact TeX/PDF formula fragments from localized source archives",
"accept or reject conserved-order estimator policy with source-backed formula boundaries",
"map accepted estimator into UET normalized lattice units",
"rerun finite-size/exponent gates using the accepted estimator policy",
"require beta, nu/correlation-length behavior, finite-size consistency, and baseline separation before universality wording",
"keep material calibration and RG closure as separate gates"
],
"allowed_claim_now": "0.11 has a passing internal selected-beta benchmark and diagnostic operator/mechanism lanes; the strongest open blocker is accepted structure-factor/correlation-length estimator policy for conserved-order scaling.",
"blocked_claims": [
"UET solved phase transitions",
"0.11 is verified as a full phase-transition theory",
"current engine proves a 3D Ising universality shift",
"analytical beta projection alone closes Tier A"
]
}
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